Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Pottle is a financial advisor with Fidelity Brokerage Services LLC. Matthew has been in the financial services industry since 2005. Matthew has a Series 7, Series 9, Series 10, and Series 63 licenses. Matthew is currently registered with FINRA and is also registered in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/24/2015 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
03/13/2007 - 02/05/2015
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
NY
08/09/2004 - 10/08/2004
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
BC
Issued 08/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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