Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Groh is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been working in the financial services industry since 2003. Matthew is registered to provide investment advice in 42 states. He holds the Series 7, 63 and 66 securities licenses. He is also registered as an investment advisor representative in Ohio and Texas. Matthew's previous experience includes positions at J.P. Morgan Securities LLC, Chase Investment Services Corp. and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/01/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBUS OH)
OH
10/01/2012 - 05/08/2019
J.P. MORGAN SECURITIES LLC (WESTERVILLE OH)
OH
06/29/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WESTERVILLE OH)
TN
11/05/2003 - 06/05/2012
AMERIPRISE FINANCIAL SERVICES, INC. (SEVIERVILLE TN)
MN
11/05/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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