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Matthew Alfred Leddy

National Financial Services LLC

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About Matthew Alfred Leddy

Matthew Leddy is a financial professional with over 7 years of experience in the financial services industry. Matthew is currently registered with National Financial Services LLC, where he has been since November 2020. Prior to that, Matthew was employed by NYLIFE Securities LLC, where he was registered between October 2015 and March 2016. Matthew holds Series 4, 6, 7, 63 and 99TO licenses.

Firm Information

Matthew Leddy is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Leddy’s Registration & Firm History

NJ

11/17/2020 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

10/27/2015 - 03/14/2016

NYLIFE SECURITIES LLC (MT. LAUREL NJ)

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Licenses & Designations

BC

Issued 12/11/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/2023

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/17/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/30/2020

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Alfred Leddy.
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