Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Steinfeld has over 35 years of experience in the financial industry. Matthew is currently registered with Oppenheimer & Co. Inc. as a Registered Representative. Matthew is also a Registered Investment Advisor in New Jersey and New York. Matthew has previously held positions with UBS Financial Services Inc., First Union Securities, Inc., Prime Charter Ltd., Oppenheimer & Co., Inc. and Hampshire Securities Corporation. Matthew holds Series 4, 7, 63, and 65 licenses. Matthew is a specialist in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NJ
10/13/2000 - 10/14/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
06/30/1995 - 10/27/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
05/29/1990 - 08/02/1995
PRIME CHARTER LTD. (NEW YORK NY)
NY
03/17/1988 - 06/15/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
01/13/1988 - 07/09/1988
HAMPSHIRE SECURITIES CORPORATION
NA
03/19/1986 - 03/23/1988
MOSTEL & TAYLOR SECURITIES INC.
IA
Issued 02/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/1987
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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