Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Alan Roma is an investment advisor representative at CIBC Private Wealth Advisors, Inc. Matthew has been in the financial services industry since 2012. Matthew is registered with the state of Illinois, Iowa and Delaware as an Investment Advisor Representative. Matthew holds the Series 63, 65, 7 and SIE licenses and is a licensed investment advisor in the states of Illinois, Iowa, and Delaware. Matthew is also registered with FINRA as a Registered Representative. Matthew has been employed with CIBC Private Wealth Advisors, Inc. since 2018. Prior to that Matthew was employed by FORESIDE FUND SERVICES, LLC and NORTHERN LIGHTS DISTRIBUTORS, LLC. Matthew has experience in a variety of investment areas including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Matthew also provides financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Index provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
04/19/2024 - Present
Cibc Private Wealth Advisors, Inc. (Chicago IL)
IL
10/28/2014 - 05/09/2018
FORESIDE FUND SERVICES, LLC (Barrington IL)
NE
02/14/2013 - 10/29/2014
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
BC
Issued 03/07/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/20/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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