Unclaimed
Matthew Ray has been in the financial services industry since 2001. Matthew is currently registered with Empower Financial Services, Inc. and has been with the firm since December 2002. Prior to that, Matthew was employed by JANUS DISTRIBUTORS, INC. Matthew holds the Series 6, 7, and 63 securities licenses. Matthew is a licensed Series 63 securities professional, having passed the Uniform Securities Agent State Law Examination in May 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/06/2002 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
05/02/2000 - 02/11/2002
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 05/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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