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Matthew Alan Ray

Empower Financial Services, Inc.

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About Matthew Alan Ray

Matthew Ray has been in the financial services industry since 2001. Matthew is currently registered with Empower Financial Services, Inc. and has been with the firm since December 2002. Prior to that, Matthew was employed by JANUS DISTRIBUTORS, INC. Matthew holds the Series 6, 7, and 63 securities licenses. Matthew is a licensed Series 63 securities professional, having passed the Uniform Securities Agent State Law Examination in May 2000.

Firm Information

Matthew Ray is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Ray’s Registration & Firm History

CO

12/06/2002 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

05/02/2000 - 02/11/2002

JANUS DISTRIBUTORS, INC. (DENVER CO)

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Licenses & Designations

BC

Issued 05/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2001

Series 7 - General Securities Representative Examination

BC

Issued 05/01/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Alan Ray.
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