Unclaimed
Matthew Alan Laws has been in the securities industry since February 20, 2004. Matthew Alan Laws is currently registered with Northwestern Mutual Investment Services, LLC, and is licensed in 51 states and the District of Columbia. Matthew Alan Laws is a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
01/05/2006 - Present
Northwestern Mutual Investment Services, LLC (Clayton MO)
BOTH
Issued 12/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/15/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/25/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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