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Matthew Alan Karnes

Stonehaven, LLC

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About Matthew Alan Karnes

Matthew Karnes is a financial professional with over 10 years of experience in the securities industry. Matthew has a strong background in investment banking, research, and trading. Matthew is currently registered with Stonehaven, LLC.

Firm Information

Matthew Karnes is currently registered with Stonehaven, LLC. Stonehaven, LLC is a Limited Liability Company formed in October 2001 and is registered in all 50 states and the District of Columbia. They have one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Karnes’s Registration & Firm History

NY

12/05/2022 - Present

Stonehaven, LLC (NEW YORK NY)

NY

04/20/2010 - 06/09/2010

G-2 TRADING,LLC (NEW YORK NY)

NY

12/11/2009 - 04/09/2010

CJI CAPITAL MARKETS, INC. (NEW YORK NY)

NY

03/11/2004 - 03/23/2005

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

11/06/2000 - 02/13/2004

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

MO

12/07/1999 - 12/20/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NY

10/23/2000 - 11/09/2000

ING BARINGS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/12/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/16/2020

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2009

Series 7 - General Securities Representative Examination

BC

Issued 01/24/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/23/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Alan Karnes.
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