Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Harris is a registered representative with Northwestern Mutual Investment Services, LLC. Matthew has been in the securities industry since December 11, 1990. Matthew holds licenses for Series 6, 7, and 63. Matthew is registered in 10 states. In addition to Northwestern Mutual, Matthew was previously employed by Robert W. Baird & Co. Incorporated. Matthew is located in Anaheim, CA and is licensed to conduct business in Arizona, California, Colorado, Florida, Idaho, Nevada, New Jersey, Oregon, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CA
12/12/1990 - Present
Northwestern Mutual Investment Services, LLC (Anaheim CA)
WI
11/10/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
12/12/1990 - 12/31/1992
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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