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Matthew Alan Gadd

Fidelity Brokerage Services LLC

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About Matthew Alan Gadd

Matthew Gadd is a securities professional with over 25 years of experience in the financial services industry. He is currently registered with Fidelity Brokerage Services LLC as a General Securities Representative and holds a Series 7, Series 9, Series 10 and Series 63 license. He is a registered representative in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Firm Information

Matthew Gadd is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Gadd’s Registration & Firm History

UT

06/12/1998 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 06/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/01/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Alan Gadd.
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