Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Caputo is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Matthew has been in the financial industry since 1984. Matthew is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2021. Matthew also holds the Chartered Financial Consultant designation and is a Board Member of the Mosaic Family Zone. Prior to joining Cambridge, Matthew worked as an Independent Insurance Agent for various independent insurance companies and as an Investment Advisor Representative of The O.N. Equity Sales Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
01/02/2022 - Present
Cambridge Investment Research Advisors, Inc. (Sylvania OH)
OH
03/23/2000 - 12/31/2021
THE O.N. EQUITY SALES COMPANY (Sylvania OH)
AZ
04/04/1996 - 04/03/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
03/01/1996 - 04/10/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
04/12/1991 - 03/01/1996
G. R. PHELPS & CO., INC.
NY
04/29/1987 - 10/10/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/02/1984 - 06/17/1987
SUN INVESTMENT SERVICES COMPANY
NA
08/03/1984 - 08/17/1984
FOCUS SECURITIES, INC.
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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