Unclaimed
Matthew Adam Sommers is a financial professional who has been working in the industry since December 2019. Matthew is a registered representative with Vanguard Marketing Corp. and is licensed in Pennsylvania. Matthew holds the Series 63, Series 6TO, Series 26 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/06/2019 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 12/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/06/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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