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Matthew Adam Schmaling

PNC Capital Markets LLC

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About Matthew Adam Schmaling

Matthew Adam Schmaling is a financial professional registered with PNC Capital Markets LLC. Matthew has over 14 years of experience in the financial industry. Matthew has been with PNC Capital Markets LLC since 5/8/2018. Prior to that, Matthew was registered with WELLS FARGO SECURITIES, LLC. Matthew holds a Series 7, Series 63, Series 52TO, Series 79TO, and SIE licenses. Matthew is currently registered in the following states: Illinois, Iowa, Minnesota, North Carolina, North Dakota, Pennsylvania, South Dakota, and Wisconsin.

Firm Information

Matthew Schmaling is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Schmaling’s Registration & Firm History

WI

05/08/2018 - Present

PNC Capital Markets LLC (Milwaukee WI)

IL

08/18/2009 - 04/18/2018

WELLS FARGO SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/21/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Adam Schmaling.
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