Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Mason is a financial advisor with over 14 years of experience in the financial industry. Matthew has been registered with Edward Jones since November of 2012, and before that, he was registered with Wells Fargo Advisors, LLC from December 2008 to November 2012. Prior to that, he was registered with UBS Paine Webber Inc. from March 2001 to July 2002. Matthew holds several licenses including Series 63, Series 65, Series 66, Series 7, Series 87 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
11/21/2012 - Present
Edward Jones (ST. LOUIS MO)
MO
12/17/2008 - 11/12/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
NJ
03/05/2001 - 07/18/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 07/27/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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