Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Lerman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew has been in the financial services industry since 2009. He has held previous positions with Morgan Stanley, MHA Financial Corp, EDI Financial, Inc, MML Investors Services, LLC, and Sanford C. Bernstein & Co., LLC. Matthew holds a Series 63, Series 66, Series 7, and SIE licenses and is registered in 15 states. Matthew provides investment advice and services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/27/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
11/04/2022 - 07/03/2023
MORGAN STANLEY (New York NY)
NY
10/16/2015 - 11/08/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/30/2013 - 06/11/2015
MHA FINANCIAL CORP (NEW YORK NY)
NY
09/19/2013 - 10/29/2013
EDI FINANCIAL, INC. (NEW YORK NY)
NY
02/10/2010 - 09/13/2013
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
09/23/2008 - 03/30/2009
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BOTH
Issued 2/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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