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Matthew Adam Gruberger

Cetera Advisors LLC

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About Matthew Adam Gruberger

Matthew Gruberger is a financial professional with over 20 years of experience in the industry. Matthew is currently registered with Cetera Advisors LLC, an independent financial advisor firm, and has previously held positions with Investors Capital Corp., Royal Alliance Associates, Inc., Wachovia Securities Financial Network, Inc., Signator Investors, Inc., and H.D. Vest Investment Securities, Inc. Matthew holds the Series 6 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) Exam. Matthew is registered to provide investment advice in California, Colorado, District of Columbia, Florida, New Jersey, New York, North Carolina, South Carolina, and Virginia.

Firm Information

Matthew Gruberger is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Gruberger’s Registration & Firm History

NY

10/03/2016 - Present

Cetera Advisors LLC (BELLMORE NY)

NY

08/05/2005 - 10/03/2016

INVESTORS CAPITAL CORP. (BELLMORE NY)

AZ

04/25/2003 - 08/08/2005

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

MO

09/17/2001 - 04/28/2003

WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

MA

12/04/1998 - 09/20/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

TX

09/09/1998 - 12/08/1998

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 07/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Adam Gruberger.
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