Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Wooten is a registered representative with Capital Client Group, Inc. Matthew has been in the industry since 2003. Matthew has passed several exams, including the Series 7TO, Series 6, and the Series 63. Matthew also holds the Series 66 license. Matthew is registered in several states including Indiana, Iowa, Minnesota, Nebraska, and Wisconsin. Matthew previously worked with Securian Financial Services, Inc. in St. Paul, MN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
06/14/2021 - Present
Capital Client Group, Inc. (CARMEL IN)
MN
06/18/2003 - 08/30/2005
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 06/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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