Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Lusardi is a financial advisor at Raymond James & Associates, Inc. Matthew has been in the industry since 2002. Matthew has a wide range of experience in the industry and has worked at several firms, including Oppenheimer & Co. Inc., Stifel, Nicolaus & Company, Incorporated, and Piper Jaffray & Co. Matthew has a Series 7, Series 63, and Series 66. Matthew provides a variety of financial services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/13/2023 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
12/08/2022 - 09/15/2023
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
04/22/2022 - 01/05/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
IL
07/23/2020 - 04/22/2022
VINING-SPARKS IBG, LLC (CHICAGO IL)
IL
10/30/2019 - 04/24/2020
ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)
IL
10/11/2017 - 09/03/2019
PIPER JAFFRAY & CO. (Chicago IL)
IL
05/31/2016 - 10/06/2017
JANNEY MONTGOMERY SCOTT LLC (CHICAGO IL)
IL
10/20/2015 - 05/27/2016
UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)
IL
04/03/2012 - 11/09/2015
KGS-ALPHA CAPITAL MARKETS, L.P. (CHICAGO IL)
IL
08/10/2010 - 04/11/2012
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
10/27/2009 - 07/27/2010
MIZUHO SECURITIES USA INC. (CHICAGO IL)
NY
06/02/2009 - 10/16/2009
UTENDAHL CAPITAL GROUP, LLC (NEW YORK NY)
NY
06/02/2009 - 10/16/2009
UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)
IL
02/09/2009 - 06/03/2009
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
IL
02/01/2007 - 02/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
08/21/2006 - 01/22/2007
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
IL
03/23/2005 - 07/17/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NY
03/18/2004 - 03/23/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
IL
06/20/2001 - 03/05/2004
ERNST & YOUNG CORPORATE FINANCE LLC (CHICAGO IL)
IA
Issued 02/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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