Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Kroin is a financial advisor at UBS Financial Services Inc. Matthew has been in the financial services industry since 1995. Matthew holds the Series 7, Series 31, and Series 63 securities licenses and the SIE exam. Matthew has been registered with UBS Financial Services Inc. since December of 2008 and is also a registered investment advisor in New York and Texas. Matthew has been registered in 37 states. Matthew is a licensed agent with the State of New York. In addition to his role at UBS Financial Services Inc., Matthew is a trustee for two trusts that manage investments for family members.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/14/2011 - Present
UBS Financial Services Inc. (MELVILLE NY)
NY
04/02/2007 - 12/08/2008
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
05/16/2003 - 04/02/2007
MORGAN STANLEY DW INC. (MELVILLE NY)
NY
07/03/1995 - 05/19/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 06/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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