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Matthew A Smith

USI Securities, Inc.

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About Matthew A Smith

Matthew A. Smith is a financial advisor with USI Securities, Inc. Matthew has been in the financial industry since March 2019 and holds Series 63, 65 and SIE licenses. Matthew is registered in Texas and is currently an active investment advisor representative. Matthew has previously worked for John Hancock Distributors LLC.

Firm Information

Matthew Smith is currently registered with USI Securities, Inc.. USI Securities, Inc. is a Corporation formed on July 29, 1997 and headquartered in GLASTONBURY, CT. The firm is registered with the SEC and all 52 states and offers selection of other advisers services to individuals other than high-net-worth, pension and profit sharing plans, and other investment advisers. The firm has 23 registered representatives and 19 investment adviser representatives and currently manages $0 in assets for 105 clients.
USI Securities, Inc.

95 GLASTONBURY BLVD.

GLASTONBURY, CT 06033

Not reported

Assets Under Management

105

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Bundled consulting and advisory fees

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Matthew Smith’s Registration & Firm History

CT

08/17/2021 - Present

USI Securities, Inc. (GLASTONBURY CT)

MA

03/11/2019 - 06/22/2021

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

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Licenses & Designations

IA

Issued 08/17/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/15/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/18/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew A Smith.
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