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Matthew A Sachs

TP Icap Global Markets Americas LLC

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About Matthew A Sachs

Matthew Sachs is a financial professional with over 14 years of experience in the financial services industry. He is currently registered with TP Icap Global Markets Americas LLC in New York and New Jersey. Previously, Matthew was with Tullett Prebon Financial Services LLC, LinkBrokers Derivatives LLC, Hudson Securities, Inc., Lighthouse Financial Group, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Susquehanna Capital Group. Matthew holds the Series 7, Series 55, Series 57TO, and SIE licenses and passed the Uniform Combined State Law Examination (Series 66).

Firm Information

Matthew Sachs is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Sachs’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

10/09/2012 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

02/24/2011 - 07/13/2012

LINKBROKERS DERIVATIVES LLC (NEW YORK NY)

NJ

09/07/2010 - 02/23/2011

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

03/11/2010 - 08/19/2010

LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)

PA

02/01/2010 - 03/02/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALA CYNWYD PA)

PA

12/05/2008 - 10/28/2009

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

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Licenses & Designations

BOTH

Issued 02/15/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2016

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew A Sachs.
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