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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matt? Claim Your ProfileMatt Tucker is a financial advisor with over 28 years of experience in the industry. Matt is currently registered with Robert W. Baird & Co. Inc., located in Kansas City, MO, where Matt is also based. Prior to that, Matt was registered with Sanctuary Securities, Inc. and UBS Financial Services Inc. Matt has passed a number of industry exams including the Series 7, Series 31, Series 63 and Series 65. Matt is a Certified Financial Planner and holds a license to provide financial advice in a number of states, including Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Kansas, Louisiana, Massachusetts, Missouri, Nebraska, Nevada, New Hampshire, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia and Washington. Matt has a history of working with a wide range of clients including individuals, high-net-worth individuals, corporations, trusts, charitable organizations, insurance companies, investment companies, pooled investment vehicles, banking or thrift institutions, pension and profit sharing plans, state or municipal government entities, and other investment advisers. Matt specializes in portfolio management for individuals, businesses, and investment companies, as well as financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MO
08/19/2024 - Present
Robert W. Baird & Co. Inc. (Kansas City MO)
KS
06/04/2021 - 08/19/2024
SANCTUARY SECURITIES, INC. (Lawrence KS)
MO
08/23/1995 - 06/25/2021
UBS FINANCIAL SERVICES INC. (Kansas City MO)
IA
Issued 09/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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