Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matt? Claim Your ProfileMatt Ward is a financial advisor at A.g.p. / Alliance Global Partners. Matt has been in the securities industry since October 27, 1990. Matt is registered in 49 states and the District of Columbia. Matt has also been a registered Investment Advisor since 2012. Matt specializes in providing financial advice to individuals, businesses, and pooled investment vehicles. Matt is also a registered representative of National Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
CA
04/09/2012 - Present
A.g.p. / Alliance Global Partners (SANTA MONICA CA)
CA
07/07/1997 - 04/05/2012
NATIONAL SECURITIES CORPORATION (SANTA MONICA CA)
WA
10/02/1996 - 07/01/1997
MAXWELL CAPITAL, INC. (SEATTLE WA)
NY
07/07/1995 - 09/24/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
12/20/1993 - 07/07/1995
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/31/1993 - 12/22/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
10/16/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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