Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matt? Claim Your ProfileMatt Puglisi is a financial professional with over 20 years of experience in the industry. Matt has a broad range of experience in financial services, including investment consulting, financial planning, and annuity sales. Matt is currently a Senior Advisor Consultant with Highland Capital Brokerage and is also a registered representative with Osaic Wealth, Inc. Matt is passionate about helping his clients achieve their financial goals and is committed to providing them with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
06/14/2024 - Present
Osaic Wealth, Inc. (Birmingham AL)
AL
02/10/2023 - 06/14/2024
SECURITIES AMERICA, INC. (Birmingham AL)
VA
10/31/2019 - 07/01/2021
CUNA BROKERAGE SERVICES, INC. (Alexandria VA)
CO
12/15/2016 - 03/29/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
01/09/2013 - 11/11/2016
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CT
04/01/2006 - 11/08/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
CA
05/12/2004 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MN
12/19/2000 - 01/31/2003
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
IA
Issued 10/30/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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