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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matt? Claim Your ProfileMatt Mustafic is a financial advisor registered with UBS Financial Services Inc. Matt has been in the industry since 1996 and has a broad range of experience in financial planning, portfolio management, and investment advisory services. Matt has worked at several prominent firms in the industry, including Robertson Stephens, Inc., Morgan Stanley & Co., Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matt is currently registered with UBS Financial Services Inc. in New York and Pennsylvania and has a strong track record of success in providing financial advice to individuals, families, and institutions. Matt holds the Series 7, Series 63, and Series 66 licenses and has a strong understanding of the financial markets. Matt is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
CA
03/13/2000 - 05/09/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
03/26/1998 - 11/07/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/11/1996 - 06/11/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/22/1995 - 03/13/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 06/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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