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Matt Dale Maberry

B.b. Graham & Company, Inc.

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About Matt Dale Maberry

Matt Maberry is an investment advisor representative with over 30 years of experience. Matt is currently registered with B.b. Graham & Company, Inc. Matt is a Series 63, Series 65, Series 7, Series 24, and Series 52TO licensed advisor. Matt was previously registered with Alton Securities Group Inc. and Longrow Securities, Inc., Matt is a seasoned financial professional offering a wide range of services for individuals and businesses.

Firm Information

Matt Maberry is currently registered with B.b. Graham & Company, Inc.. B.b. Graham & Company, Inc. is a California-based corporation founded in June 1996. The firm provides financial planning and investment advisory services to individuals, high-net-worth individuals, and other clients. They offer portfolio management services and are registered with the SEC and in all 50 states.
B.b. Graham & Company, Inc.

1700 W. KATELLA AVE.

ORANGE, CA 92867

$172.70M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matt Maberry’s Registration & Firm History

IL

09/10/2020 - Present

B.b. Graham & Company, Inc. (Alton IL)

IL

06/06/1996 - 11/25/2015

ALTON SECURITIES GROUP INC. (ALTON IL)

MO

02/28/1992 - 10/25/1996

LONGROW SECURITIES, INC. (ST. LOUIS MO)

CT

09/30/1989 - 03/10/1992

ADVEST, INC. (HARTFORD CT)

MO

06/29/1989 - 09/30/1989

NEWHARD, COOK & CO. INCORPORATED (ST. LOUIS MO)

MN

05/23/1989 - 06/15/1989

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/23/1989 - 06/15/1989

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 04/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/11/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/1996

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/30/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matt Dale Maberry. Review regulatory record here.
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