Invested Better
Unclaimed

Unclaimed

Unclaimed

Matiss Ozols

TD Securities (usa) LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matiss? Claim Your Profile

About Matiss Ozols

Matiss Ozols is a financial professional with experience in the industry since August 2021. Matiss is currently registered with TD Securities (USA) LLC. Previously, Matiss was registered with Cowen and Company, a firm specializing in investment banking and financial services. Matiss holds the Series 79TO and SIE licenses.

Firm Information

Matiss Ozols is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matiss Ozols’s Registration & Firm History

NY

03/08/2024 - Present

TD Securities (usa) LLC (New York NY)

CA

08/16/2021 - 04/08/2024

COWEN AND COMPANY (San Francisco CA)

Not sure if Matiss Ozols is right for you?

Licenses & Designations

BC

Issued 08/16/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/01/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matiss Ozols.
Not sure if Matiss Ozols is right for you?