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Mathieu Lachance

TD Securities (usa) LLC

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About Mathieu Lachance

Mathieu Lachance is a registered representative with TD Securities (usa) LLC. Mathieu has been in the securities industry since October 8, 2009 and is currently registered with FINRA and in 52 states. Mathieu holds the Series 63, Series 7 and SIE licenses.

Firm Information

Mathieu Lachance is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mathieu Lachance’s Registration & Firm History

NY

10/08/2009 - Present

TD Securities (usa) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/02/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mathieu Lachance.
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