Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mathias? Claim Your ProfileMathias Joseph Rick is a financial professional with over 40 years of experience in the industry. Currently, Mathias is an investment advisor representative with MML Investors Services, LLC. Prior to joining MML Investors Services, Mathias was registered with MSI FINANCIAL SERVICES, INC. and FIRST INVESTORS CORPORATION. Mathias holds the Series 6, 7, 26, 63, and SIE licenses. Mathias also has the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NC
02/27/2019 - Present
MML Investors Services, LLC (CHARLOTTE NC)
NC
09/29/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
01/28/1992 - 09/26/2014
FIRST INVESTORS CORPORATION (CHARLOTTE NC)
NJ
07/12/1982 - 12/16/1991
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 07/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/1984
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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