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Mathias De figueiredo Dias

BTG Pactual US Capital, LLC

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About Mathias De figueiredo Dias

Mathias Dias is a financial advisor with BTG Pactual US Capital, LLC. Mathias began his career in the financial industry in 2001, working at Morgan Stanley & Co., Incorporated before joining Pactual Capital Corporation in 2004. In 2006, Mathias joined UBS Securities LLC where he worked until joining BTG Pactual US Capital, LLC in 2009. Mathias has experience in various aspects of the financial industry, including investment banking.

Firm Information

Mathias Dias is currently registered with BTG Pactual US Capital, LLC. BTG Pactual US Capital, LLC is a Limited Liability Company formed in May 2009. The firm is registered with the Securities and Exchange Commission and has a presence in 49 states across the U.S.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mathias Dias’s Registration & Firm History

NY

12/14/2009 - Present

BTG Pactual US Capital, LLC (NEW YORK NY)

NY

12/20/2006 - 10/16/2009

UBS SECURITIES LLC (NEW YORK NY)

NY

08/23/2004 - 12/01/2006

PACTUAL CAPITAL CORPORATION (NEW YORK NY)

NY

03/05/2002 - 08/20/2004

UNIBANCO SECURITIES INC. (NEW YORK NY)

NY

10/09/2001 - 01/28/2002

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/17/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mathias De figueiredo Dias.
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