Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mathew? Claim Your ProfileMathew Tong is a financial advisor with over 16 years of experience in the financial services industry. Mathew is currently registered with Wells Fargo Clearing Services, LLC. Mathew's previous experience includes working with J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, and Banc of America Investment Services, Inc. Mathew Tong is a Certified Financial Planner and holds the Series 6, 7, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/03/2024 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
05/21/2014 - 09/04/2024
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
06/14/2011 - 05/08/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
01/03/2011 - 05/19/2011
WELLS FARGO ADVISORS, LLC (SAN MATEO CA)
CA
02/24/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN MATEO CA)
CA
09/12/2005 - 07/31/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SOUTH SAN FRANCISCO CA)
BOTH
Issued 03/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/09/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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