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Mathew Scott Richard

Cetera Advisors LLC

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About Mathew Scott Richard

Mathew Scott Richard is a financial advisor registered with Cetera Advisors LLC. Mathew has been in the financial services industry since February 12, 2020. Mathew holds the Series 7TO and SIE licenses. Mathew is located in ST CLOUD, MN and is associated with the Cetera Advisors LLC branch office located at 400 1ST ST S STE 300, ST CLOUD, MN.

Firm Information

Mathew Richard is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mathew Richard’s Registration & Firm History

MN

02/13/2020 - Present

Cetera Advisors LLC (ST CLOUD MN)

MN

02/13/2020 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (ST CLOUD MN)

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Licenses & Designations

BC

Issued 02/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/27/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mathew Scott Richard.
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