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Mathew Robert Douglass

Prudential Investment Management Services LLC

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About Mathew Robert Douglass

Mathew Robert Douglass is a financial professional with over 30 years of experience in the industry. Mathew has a strong background in securities and investments, holding licenses for Series 7, 6, 63, and 24. Mathew is currently registered with Prudential Investment Management Services LLC and has been with them since 2019. Prior to that, Mathew worked with Prudential Asset Management Company Securities Corporation for several years.

Firm Information

Mathew Douglass is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mathew Douglass’s Registration & Firm History

IL

05/03/2019 - Present

Prudential Investment Management Services LLC (CHICAGO IL)

NJ

09/12/1994 - 08/28/1995

PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 08/02/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2022

Series 24 - General Securities Principal Examination

BC

Issued 05/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/03/2019

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mathew Robert Douglass.
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