Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mathew? Claim Your ProfileMathew Schweifler is a financial advisor with Momentum Independent Network Inc. who has been in the financial services industry since 1992. Mathew is registered with the states of California, Colorado, Nevada, Idaho, Oregon and Washington. Mathew has a total of 6 approved state registrations and 3 approved IA state registrations. Mathew holds Series 6, 7, 63, 65 and SIE licenses and has held previous positions with Citigroup Global Markets Inc, CitiCorp Investment Services, WM Financial Services, Inc., CUNA Brokerage Services, Inc., Liberty Securities Corporation and Fortis Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
06/13/2023 - Present
Momentum Independent Network Inc. (SANTA ROSA CA)
CA
05/11/2009 - 07/17/2012
BROKERSXPRESS LLC (SANTA ROSA CA)
CA
05/29/2007 - 04/27/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA ROSA CA)
CA
05/19/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (SANTA ROSA CA)
CA
02/16/2001 - 05/18/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
02/07/2000 - 02/21/2001
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
10/23/1992 - 01/31/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MN
04/27/1992 - 10/16/1992
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 03/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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