Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mathew? Claim Your ProfileMathew Miller is a financial advisor with Wells Fargo Clearing Services, LLC. Mathew has been in the financial industry since December 10, 2012, and is registered with the state of California. He is also licensed to sell securities in Idaho, Nevada, North Carolina, and Texas. Mathew has a Series 6, Series 7, and Series 66 license, and is a Securities Industry Essentials (SIE) exam holder. Prior to joining Wells Fargo Clearing Services, LLC, Mathew worked at BANCWEST INVESTMENT SERVICES, INC. and J.P. MORGAN SECURITIES LLC. Mathew specializes in providing financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/15/2024 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
04/05/2019 - 02/28/2023
BANCWEST INVESTMENT SERVICES, INC. (LOS GATOS CA)
CA
11/21/2012 - 03/15/2019
J.P. MORGAN SECURITIES LLC (LOS GATOS CA)
BOTH
Issued 06/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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