Unclaimed
Mathew Johnson is a financial advisor with over 10 years of experience in the industry. Mathew currently works at Farmers Financial Solutions, LLC, where he is registered with FINRA and the state of Iowa. Prior to joining Farmers Financial Solutions, LLC, Mathew worked at Principal Funds Distributor, Inc. and Principal Securities, Inc. Mathew has a wide range of experience in the financial services industry and holds the Series 6, 7, and 66 licenses. Mathew is also licensed in Idaho, Minnesota, Nebraska, and Tennessee. Mathew's expertise is in investment company products, variable contracts, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
02/12/2021 - Present
Farmers Financial Solutions, LLC (JOHNSTON IA)
IA
12/01/2015 - 02/02/2021
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IA
05/04/2017 - 11/14/2018
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
12/01/2015 - 11/04/2016
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
03/11/2014 - 11/11/2015
DIRECTED SERVICES LLC (DES MOINES IA)
IA
03/18/2013 - 03/07/2014
FARMERS FINANCIAL SOLUTIONS, LLC (DES MOINES IA)
MA
08/24/2011 - 08/14/2012
NYLIFE SECURITIES LLC (WALTHAM MA)
BOTH
Issued 04/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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