Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mathew? Claim Your ProfileMathew Rustad is an investment advisor representative at UBS Financial Services Inc. Mathew has been in the industry since December 1997. Mathew holds the Series 66, Series 7, and SIE licenses. Mathew has been registered with the Securities and Exchange Commission (SEC) since March 2009. Mathew is also registered with the Financial Industry Regulatory Authority (FINRA). Mathew is registered with the state of North Dakota for Investment Advisor Representative. Mathew's specializations include fixed income, mutual funds, variable annuities, stocks, options, and alternative investments. Mathew has offices in Fargo, ND. The firm offers a variety of services, including financial planning, portfolio management, and investment management. The firm has approximately $50 billion in assets under management. UBS Financial Services Inc. has been in business since 1997. Mathew is a partner in Arrowhead 47 LLP, which is a real estate investment partnership, and a dormant partner in Arrowhead 44 LLP, which is also a real estate investment partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ND
02/08/2022 - Present
UBS Financial Services Inc. (FARGO ND)
ND
12/10/1997 - 02/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARGO ND)
BOTH
Issued 01/12/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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