Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mathew? Claim Your ProfileMathew James McConnell is a financial professional with over 38 years of experience in the securities industry. Mathew is currently registered with Banctrust Securities USA and is located in New York, NY. Mathew has held previous positions with firms such as Capconnect+ Emarkets, Finalis Securities LLC, Marco Polo Securities Inc., and Tellmer Markets Inc. Mathew is a Series 7 and Series 63 licensed representative. Mathew has a Series 24 Principal License as well. Mathew is also a registered representative of Banctrust Securities USA in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/02/2024 - Present
Banctrust Securities USA (NEW YORK NY)
CA
09/25/2023 - 05/01/2024
CAPCONNECT+ EMARKETS (WESTLAKE VILLAGE CA)
NY
09/08/2022 - 09/22/2023
FINALIS SECURITIES LLC (NEW YORK NY)
NY
03/04/2020 - 09/06/2022
MARCO POLO SECURITIES INC. (NEW YORK NY)
NY
06/05/2018 - 02/26/2020
TELLIMER MARKETS INC. (NEW YORK NY)
NY
07/21/2014 - 05/24/2018
AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)
NY
01/16/2009 - 10/05/2011
FIDELITY BROKERAGE SERVICES LLC (NEW YORK CITY NY)
NY
12/16/2008 - 10/03/2011
NATIONAL FINANCIAL SERVICES LLC (NEW YORK CITY NY)
NY
01/22/2007 - 12/04/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/07/2003 - 01/04/2007
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
NY
06/09/1999 - 04/04/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
01/01/1996 - 06/03/1999
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NA
08/02/1995 - 01/01/1996
JAMES CAPEL INCORPORATED
NY
05/28/1986 - 07/06/1995
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
09/21/1983 - 06/12/1986
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 08/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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