Unclaimed
Mathew Harrington is an investment advisor representative with Ameriprise Financial Services, LLC. Mathew has been in the financial services industry since 2003. Mathew holds Series 63, 65, 7 and 31 licenses, as well as the SIE exam. Mathew has been registered with Ameriprise Financial Services, LLC since 2009 and was previously registered with Edward Jones and Ameriprise Advisor Services, Inc. Mathew Harrington provides investment advice and financial planning services to individual investors, corporations, trusts, estates, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
02/18/2010 - Present
Ameriprise Financial Services, LLC (LAKE ELMO MN)
MN
12/09/2004 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LAKE ELMO MN)
MO
10/14/2003 - 12/08/2004
EDWARD JONES (ST. LOUIS MO)
IA
Issued 05/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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