Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mathew? Claim Your ProfileMathew Hastings has been in the financial services industry for over 20 years. Mathew is currently registered with LPL Financial LLC and has branch office locations in Massena, Potsdam, Malone and Plattsburgh, NY. Mathew has worked for several other firms including CUNA BROKERAGE SERVICES, INC., KEY INVESTMENT SERVICES LLC, SAGEPOINT FINANCIAL, INC., and PFS INVESTMENTS INC. Mathew holds Series 6, 7, 63, and 66 securities licenses and a Series 65 Investment Advisor license. Mathew provides consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/18/2022 - Present
LPL Financial LLC (Massena NY)
NY
06/10/2015 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Massena NY)
NY
06/26/2012 - 05/15/2015
KEY INVESTMENT SERVICES LLC (MASSENA NY)
NY
09/24/2008 - 04/02/2012
SAGEPOINT FINANCIAL, INC. (BRUSHTON NY)
GA
09/20/2007 - 09/25/2008
PFS INVESTMENTS INC. (DULUTH GA)
GA
11/29/2000 - 10/10/2006
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 12/01/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mathew Hastings is the right advisor for you? Invested Better is here to help.
