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Mathew George

BNP Paribas Securities Corp.

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About Mathew George

Mathew George is a securities professional with over 15 years of experience in the industry. Mathew has held positions at several prominent financial institutions, including Deutsche Bank Securities Inc., Bear, Stearns & Co. Inc., and UBS Securities LLC. Mathew is currently registered with BNP Paribas Securities Corp. and holds the Series 63, SIE, Series 7, and Series 99 licenses. Mathew is licensed in New York.

Firm Information

Mathew George is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mathew George’s Registration & Firm History

NY

01/06/2022 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

03/12/2018 - 12/21/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/20/2005 - 11/08/2006

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

12/06/2004 - 03/23/2005

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/06/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2018

Series 7 - General Securities Representative Examination

BC

Issued 03/12/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mathew George.
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