Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mathew? Claim Your ProfileMathew Epstein is a financial professional with over 20 years of experience in the financial industry. Mathew is currently registered with Citadel Securities LLC. Prior to that, Mathew was a registered representative with HSBC Securities (USA) Inc. and Sea Port Group Securities, LLC. Mathew has a broad range of experience, including working in the areas of municipal securities and equity trading. Mathew is a Series 7, Series 52TO, Series 53, Series 55, Series 57TO and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/27/2016 - Present
Citadel Securities LLC (NEW YORK NY)
NY
03/27/2014 - 08/05/2016
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
02/11/2014 - 03/03/2014
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
NY
06/23/2003 - 01/31/2014
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
BC
Issued 07/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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