Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mathew? Claim Your ProfileMathew Christopher Lepak has been in the financial services industry for over 20 years. Mathew is currently registered with Flaharty Asset Management, LLC, and has been a registered representative since 1995. Mathew is a licensed investment advisor representative with the state of Florida, and holds Series 7, 8, 24, 63, 65 and 66 securities licenses. Mathew is committed to providing personalized financial advice to clients, with a focus on retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/14/2020 - Present
Flaharty Asset Management, LLC (PUNTA GORDA FL)
FL
09/28/2012 - 02/28/2014
CHARLES SCHWAB & CO., INC. (PUNTA GORDA FL)
FL
02/29/2012 - 04/19/2012
METLIFE SECURITIES INC. (SARASOTA FL)
FL
03/15/2007 - 07/17/2008
T. ROWE PRICE INVESTMENT SERVICES, INC. (BOCA RATON FL)
FL
09/18/1995 - 02/01/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (VERO BEACH FL)
NY
08/16/1995 - 08/17/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
BC
Issued 08/10/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/21/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/27/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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