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Mathew Carl Stohl

ADP Broker-Dealer, Inc.

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About Mathew Carl Stohl

Mathew Stohl is a financial professional with over 20 years of experience in the financial services industry. Mathew currently works for ADP Broker-Dealer, Inc. and is registered with FINRA and registered as a broker in 52 states. Previously, Mathew has also worked for MML Investors Services, LLC, Princor Financial Services Corporation, Lincoln Financial Distributors, Inc., Hartford Equity Sales Company Inc., and Nationwide Investment Services Corporation. Mathew holds the Series 7, Series 6, Series 63, and SIE licenses.

Firm Information

Mathew Stohl is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mathew Stohl’s Registration & Firm History

NJ

03/03/2014 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

PA

11/25/2013 - 02/27/2014

MML INVESTORS SERVICES, LLC (PITTSBURGH PA)

IA

07/22/2010 - 11/11/2013

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

PA

09/23/2008 - 06/25/2010

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

CA

03/29/2005 - 09/08/2008

HARTFORD EQUITY SALES COMPANY INC. (CARDIFF CA)

OH

05/24/2000 - 02/18/2005

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

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Licenses & Designations

BC

Issued 05/18/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2010

Series 7 - General Securities Representative Examination

BC

Issued 05/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mathew Carl Stohl.
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