Unclaimed
Mathew Alan Cody is a financial professional with over 10 years of experience in the industry. Mathew is currently registered with Amundi Distributor US, Inc. and is licensed to provide investment advice in 53 states. Prior to joining Amundi Distributor US, Inc., Mathew worked at FORESIDE FUND SERVICES, LLC. Mathew holds the Series 3, 7 and 63 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/25/2019 - Present
Amundi Distributor US, Inc. (BOSTON MA)
CT
12/20/2017 - 12/31/2018
FORESIDE FUND SERVICES, LLC (Westport CT)
BC
Issued 01/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2017
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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