Unclaimed
Mateo Moreno gonzalez is a registered representative with UBS Securities LLC, a firm with a strong presence in the financial industry. Mateo has a wide range of knowledge and experience, having passed the Series 79, SIE, and Series 63 exams. Mateo is licensed in 52 states and the District of Columbia. Mateo has been in the industry since August 12, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/13/2018 - Present
UBS Securities LLC (New York NY)
BC
Issued 05/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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