Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Massimo? Claim Your ProfileMassimo Bufalini is an active investment advisor representative in the state of New York, registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Massimo has been in the financial industry since 2000 and has a broad range of experience in the industry including working for Citigroup Global Markets Inc., Outset Global Trading Limited and Merrill Lynch, Pierce, Fenner & Smith Incorporated in the past. Massimo holds a Series 3, 7, 55, 63, 65, SIE and 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/11/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
12/03/2018 - 12/16/2021
OUTSET GLOBAL TRADING LIMITED (NEW YORK NY)
NY
09/10/2014 - 12/21/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/06/2010 - 07/28/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/23/2009 - 06/07/2010
UNICREDIT CAPITAL MARKETS, INC (NEW YORK NY)
NY
10/04/2000 - 10/22/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 04/08/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/11/2000
Series 3 - National Commodity Futures Examination
BC
Issued 10/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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