Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Massimo? Claim Your ProfileMassimo Romano is a financial advisor with over 20 years of experience in the financial services industry. Massimo currently works for Janney Montgomery Scott LLC, a firm with over 1,700 registered representatives and over $85 billion in assets under management. Massimo has worked with a variety of clients, including individuals, families, businesses, and institutions. Massimo is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals. Massimo is a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
08/29/2023 - Present
Janney Montgomery Scott LLC (MELVILLE NY)
NY
10/23/2015 - 01/27/2022
WELLS FARGO CLEARING SERVICES, LLC (WOODBURY NY)
NY
09/05/2008 - 11/12/2015
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
04/02/2007 - 09/09/2008
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
02/09/2001 - 04/02/2007
MORGAN STANLEY DW INC. (MELVILLE NY)
BOTH
Issued 03/14/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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