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Mason Oneill

Maxim Group LLC

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About Mason Oneill

Mason Oneill is a financial professional registered with FINRA and the state of New York. Mason is employed by Maxim Group LLC, a firm registered with FINRA. Mason has passed the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79TO).

Firm Information

Mason Oneill is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mason Oneill’s Registration & Firm History

NY

08/18/2023 - Present

Maxim Group LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/18/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/04/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mason Oneill.
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