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Mason McCroskey

DFA Securities LLC

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About Mason McCroskey

Mason McCroskey is a financial professional registered with DFA Securities LLC and is licensed to conduct business in North Carolina. Mason has been in the industry for over 100 days. Mason holds the Series 7TO, Series 63, and SIE licenses. Mason is affiliated with a firm that is a registered broker-dealer with FINRA and has its main office in Charlotte, NC.

Firm Information

Mason McCroskey is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mason McCroskey’s Registration & Firm History

NC

07/04/2024 - Present

DFA Securities LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/31/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/18/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mason McCroskey.
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